SOP-Centralized mechanism for reporting the demise of an investor through KRAs

NJ PMS Presentation

NJPMS Disclosure Document August 2024

PMS Account Opening Forms

• CKYC - Annexure
• PMS Application Form - W Series
• Annexure for security transfer (Inward)
• Specimen Signature Format
• Fees & Charges (Schedule C)

• E-Wealth Form :

• HUF - HL Series
• Partnership Firm - PH Series
• Non Individual - P Series
• Individual - Z series

• Additional UCC Forms :

• Different Holding Pattern
• Different Purpose

• KYC/CKYC Registration/Modification Form
  • Individuals
  • Non-Individual & HUF
    • Click Here to refer list of documents required

• PMLA Policy
• Annexure for TIS

• FATCA/NPO Declaration :

• Individual
• Non Individual & HUF
• NPO Declaration

• Redemption / Closure / Transmission Forms :

• Full Redemption / Closure Form
• Confirmation Letter to change PMS Sub Status
• Transmission Form
  • In case of death of the sole holder
  • In case of death of one / more of the joint holders

• PMS Modification Forms

• PMS Modification Forms
• Nomination Opt Out Form
• Declaration for using same email id & mobile number

• PMS Application Forms for Direct Clients

NRI PMS Account Opening Forms & Formats

• NJAMPL PMS Application & Document

NJAMPL PMS Application & Document

• PMS Application Form - W Series
• Demat & Trading Account Application for PMS
• FEMA Declaration
• NRI Declaration for Address
• Additional UCC Different Purpose
• Orbis Application & Document

Orbis Application & Document

• Orbis sets of forms

• OR

• Orbis NRI Custody Agreement
• Disclosure Statement
• Client Consent Form
• Orbis NRI Checklist
• Global tax information
• FEMA Declaration
• Indusind Bank Account Opening Application & Document

Indusind Bank Account Opening Application & Document

• IndusInd bank sets of forms

• OR

• NRI Account Opening Form
• IndusInd Bank NRI Customer Profiler
• Portfolio-Investment-Scheme(PIS) Form
• Sign Declaration
• Name Mismatch Declaration
• Father's Name Mismatch declaration
• DOB Mismatch Declaration
• NRI - Investment declaration
• CRS Declaration
• Terms Sheet Portfolio Investment Scheme
• NJ PMS Tax Status Modification Forms
  • NJ PMS Tax Status Modification Forms
  • E-Wealth Account Modification Request Form
  • FATCA Declaration
  • Other documents for RI to NRI cases

  Other documents for RI to NRI cases

  • FEMA Declaration
  • NRI Declaration for Address (If PO Box Number is mentioned in the address)
  • Other documents for NRI to RI cases

  Other documents for NRI to RI cases

  • NRI to RI Declaration (Only for NRE Type)
  • CP Code Deactivation Letter
• NRI PMS Closure Forms
  • PMS Account Closure Form
  • Custodian Account Closure Document Deactivation Letter
  • Indusind Bank Account Closure Forms
  • IndusInd Bank Portfolio-Investment-Scheme (PIS) Closure Form
  • HDFC Bank Account Closure Form
  • HDFC Bank Portfolio-Investment-Scheme (PIS) Closure Form
• NRI PMS ReKYC Documents
  • IndusInd Bank Customers

  IndusInd Bank Customers

  • Declaration Regarding Change on Material Information
  • Dormant Activation
  • ReKYC Form
  • Orbis MCIF
  • Self Declaration
  • IndusInd Bank ReKYC Form (If Changes in Information)
  • ReKYC Orbis Checklist
  • HDFC Bank Customers

  HDFC Bank Customers

  • Aadhar Consent
  • ReKYC Form
  • HDFC ReKYC Checklist & Process
• Sample Forms
  • NRI Account Opening Form
  • IndusInd Bank NRI Customer Profiler
  • Portfolio Investment Scheme(PIS) Form
  • Orbis NRI Custody Document Sample
• Help Document for Application & Documents NRI PMS

BuyBack Details

Disclosure of Investor Charter and Investor Complaints

NJ PMS SIP Cancellation form

NJ PMS STP Cancellation form

Notifications

List of Countries - Investment restricted - NJPMS

List of Banks Providing Netbanking as a Payment Option

Regulatory Disclosures

• Nomination